Cueprepcueprep

Bar Exam Federal Securities Law Flashcards

Master 10 federal securities law concepts for the Bar Exam.

Rule 10b-5: Fraud & Insider Trading

6 cards

Question

What are the elements of a private Rule 10b-5 action?

Question

What level of intent is required to satisfy the scienter element of Rule 10b-5?

Section 16(b): Short-Swing Profits

4 cards

Question

What must be shown to establish strict liability under Section 16(b)?

Question

Under Section 16(b), which officers are subject to short-swing profit liability?

Also study

Formation & Pre-Incorporation14Financing, Shares, & Distributions19Management & Control33Fiduciary Duties & Liability21Fundamental Changes & Structure16Shareholder Litigation5Close Corporations4

Ready to study Bar Exam?

Spaced repetition helps you remember more with less effort. Start with a free account — no credit card required.

Browse other exams

SAT Math FlashcardsTOPIK II FlashcardsJLPT FlashcardsNCLEX-RN FlashcardsASVAB FlashcardsAP Psychology FlashcardsUS Citizenship Flashcards